Opinio Juris

A weblog dedicated to reports, commentary, and debate on current developments and scholarship
in the fields of international law and politics

Saturday, July 5, 2008

Problems in Lubanga Resolved?
According to the ICC President and Prosecutor, Lubanga's trial can now continue, because the UN has agreed to turn over the disputed evidence to the Trial Chamber and the defense:
"The obstacles have been lifted," chief prosecutor Luis Moreno-Ocampo told journalists on the sidelines of a ceremony in The Hague to mark the 10th anniversary of the Rome Treaty that led to the court's creation.

Lubanga's trial would be the ICC's first.

Court president Philippe Kirsch said the main point of contention, over the prosecution's alleged abuse of a confidentiality allowances, should be resolved "shortly".

On June 13, judges imposed an indefinite stay on proceedings, due to have started last Monday, after finding that prosecutors had wrongly withheld evidence, notably from the United Nations, from Lubanga's lawyers.

This "misuse" inhibited Lubanga's ability to prepare a proper defence, they said.

Lubanga subsequently applied for release, and on Wednesday the ICC ordered him to be freed from detention. But the prosecution lodged an immediate appeal that suspended Lubanga's release.

"The UN has sent a letter authorising the other parties to have access to the documents," Moreno-Ocampo said Thursday, reiterating that he was confident the trial would kick off by autumn.
If true, this is good news indeed. It would have been very unfortunate if the ICC's first trial had been derailed by the Prosecutor's overbroad use of confidentiality agreements. But at the same time, a Gitmo-style show trial involving secret evidence would have done lasting damage to the Court's legitimacy. The Trial Chamber's decision to stay the trial was thus the right move, because it forced the UN, which is obviously deeply invested in the success of the ICC, to do the right thing and release the evidence.

The judges of the Trial Chamber deserve praise for their willingness to defend the integrity of the system at all costs. I can only imagine the political pressure that was being exerted on them behind the scenes to permit Lubanga's trial to continue. Their bravery led to the only satisfactory resolution of the problem — and helps establishes the critical judicial independence of the Court.

Thursday, July 3, 2008

Permissible Ruse or Perfidy -- the Colombian Hostage Rescue
The media is awash in stories about the stunningly successful rescue operation mounted by the Colombian military that freed 15 long-held hostages from FARC forces. A key part of the operation apparently involved convincing FARC rebels to move the hostages to meet with an "international mission" as the set-up for getting the hostages aboard a Colombian military helicopter and flown to safety. Here's how CNN describes it:


The agents told their FARC comrades that an "international mission" -- such as the Red Cross or a U.N. delegation -- was coming to visit the hostages . . . At the appointed hour, an unmarked white helicopter set down in the jungle along the trekkers' path. Colombian security forces posing as FARC rebels jumped out, some wearing shirts emblazoned with the likeness of revolutionary icon Che Guevara. The helicopter crew told the 60 or so real rebels that the chopper was going to ferry the hostages to the meeting with the "international mission" . . .

All 15 hostages were handcuffed and placed aboard the helicopter, along with two of their guards, leaving the rest of the FARC detachment on the ground. Once the chopper was up and safely away from the landing zone, the fake rebels persuaded the real ones aboard to hand them their weapons. Moments later, both rebels were on the floor of the aircraft, cuffed and blindfolded by their erstwhile comrades . . . A crew member turned and spoke to the hostages. "We are the national military," he said . . . "You are free."



From a legal standpoint, I wonder whether (and how) Colombia's operation complied with its obligations under international law. In an international armed conflict, Colombian forces would be prohibited from committing perfidy—the killing, injuring, or capturing of adversaries by inviting them to believe that they are entitled to, or obliged to accord, protection under the rules of international law applicable in armed conflict, with an intent to betray that confidence. According to Article 37 of Additional Protocol I to the Geneva Conventions (AP I), perfidious acts include feigning civilian/noncombatant status or feigning “protected status” by using signs, emblems or uniforms affiliated with groups such as the Red Cross or the UN. Article 39 also prohibits states from using an adversary's own "emblems, insignia or uniforms . . . while engaging in attacks or in order to shield, favour, protect or impede military operations." In contrast, Article 37 does not prohibit states from using "ruses" — acts that do not feign protected status, but which seek to mislead adversaries and cause them to act recklessly, such as by using misinformation or decoys.

A threshold question, of course, is to what extent the perfidy/ruse distinction applies to the Colombian-FARC conflict. I assume (subject to correction by those more expert in IHL) that AP I itself does not apply. Although Colombia is a party, the FARC conflict appears to fall outside the treaty's scope. AP I applies to international armed conflicts covered by common article 2 of the Geneva Conventions and those armed conflicts "in which peoples are fighting against colonial domination and alien occupation and against racist regimes in the exercise of their right of self-determination, as enshrined in the Charter of the United Nations and the Declaration on Principles of International Law concerning Friendly Relations and Co-operation among States in accordance with the Charter of the United Nations." None of those scenarios seem applicable to the FARC's fight with the Colombian government (nor do I believe U.S. financial or logistical support to the Colombian government somehow converts this conflict into an international one). In contrast, Additional Protocol II to the Geneva Conventions may apply as it governs classic civil wars (although the tendency of the United States and Colombia to label the FARC as terrorists suggests there's resistance to the civil war label itself). That treaty, however, contains no prohibitions on perfidy.

That leaves the perfidy question to rest on customary international humanitarian law. The International Committee of the Red Cross's lengthy study of customary IHL found perfidy to apply to both international and non-international armed conflicts, suggesting Colombia could not commit perfidy even against the FARC. I'd note, however, that if Colombia follows the U.S. approach, they could challenge whether the ICRC's findings actually reflect the customary rules.

But assuming Colombia was prohibited from perfidy (but allowed ruses) in its rescue mission, did its operation comply with those rules? On the surface, it seems that they did. Perfidy only prohibits the killing, injuring, or capturing of adversary forces, so the use of deception in actually freeing the hostages does not seem to fall within the prohibition. In contrast, where the operation involved the capture of two FARC members, that would implicate the perfidy ban. To figure out if their capture came about because of a ruse or perfidy, however, requires us to know more about the conduct of the operation itself. The media has been careful to emphasize the Colombian military helicopter that made the rescue was "unmarked," suggesting Colombia did not use any protected emblems like those of the UN or the ICRC that are explicitly prohibited. Similarly, the media has not reported Colombian forces using any distinctive FARC emblems or uniforms—they emphasize Colombian agents donning "Che Guevara" shirts, but I'd doubt those qualify as a FARC "emblem, insignia or uniform." (I'm assuming here that the AP I Art. 39 prohibition on posing as the enemy extends to internal armed conflicts such as this, but I'll concede that assumption might not hold up under closer analysis). Similarly, there's no evidence that Colombian forces feigned civilian or non-combatant status at any point, but that might be a function of the relative lack of detail over what happened at this point.

The Colombian military did, however, apparently take advantage of the "international mission" moniker to lure the FARC forces into unwittingly transferring the hostages to the Colombian military. If I were the UN or the ICRC, I'd want to know how specific Colombia was with its story. After all, the point behind the perfidy prohibition is to protect the neutrality of certain actors (and actions) to minimize human suffering in armed conflicts. If folks like the FARC will no longer trust or use the Red Cross as an intermediary for releasing hostages (as they apparently have in the past), what does the future hold for the hundreds of lower-profile hostages still in FARC hands? On the other hand, if it turns out that Colombia conducted its operation with an eye towards IHL and can explain how it avoided perfidy in its actions, that fact might provide welcome evidence that customary rules do operate in internal conflicts and, more generally, support the notion that IHL impacts state behavior. Either way, though, I’m left looking for more information. I'd welcome reader in-put with further facts or analysis.

Wednesday, July 2, 2008

Lubanga Released -- In Theory
As I anticipated a few days ago following the UN's refusal to provide the judges with meaningful access to the disputed evidence, Trial Chamber I has ordered Thomas Lubanga Dyilo's unconditional and immediate release:
30. As just set out, the Chamber's Decision stayed the proceedings sine die because of the present impossibility of trying the accused fairly. It follows that the detention of the accused cannot be justified in order to ensure his appearance at trial or to safeguard the investigation, because the trial (which was the result of the investigation) has been stayed. Furthermore, in the absence of the prospect of a trial, the accused cannot be held in custody or subjected to provisional release as purely preventative measures to deter him from committing further crimes.
The Trial Chamber's decision, however, does not mean that Lubanga will walk out of the Hague anytime soon. First, despite releasing him "unconditionally" and "immediately," the Court stayed his actual release pending appeal of its order by the Prosecutor:
35. Trial Chamber I orders the release of the accused, but since by Rule 154 of the Rules an appeal may be filed no later than 5 days from the date upon which the party filing the appeal is notified of the decision, this order shall not be enforced until the expiry of the 5 day time limit, and, furthermore, if an appeal is filed within the 5 day time-limit against the order granting release and if a request is made in the appeal for suspensive effect, the accused shall not leave detention until the Appeals Chamber has resolved whether or not the effect of the order granting release is to be suspended.
The Prosecutor will no doubt ask the Appeals Chamber to suspend the release order, which means that Lubanga will remain in detention until the Chamber resolves the appeal, however long that takes.

Second — and I doubt this aspect of the order will receive much media attention — the Trial Chamber indicated that Lubanga will be released only if a State is willing to take him:
36. It is to be noted, finally, that by Rule 185 of the Rules, an order releasing the accused shall only be put into effect after arrangements have been made for his transfer to a State that is obliged to receive him. It follows that these arrangements should not be implemented until the 5 day time-limit, set out above, has expired.
That requirement could be a serious problem for Lubanga. I predicted in my forthcoming article "What Happens to the Acquitted?" that ICC acquittees will find it no less difficult to find new homes than ICTR acquittees like Ntagerura and Rwamakuba, and I am confident — sadly — that Lubanga's "release" will prove me right. There is no way the DRC will take him; he is, after all, a rebel. And it is very unlikely that any other State will be enthusiastic about having an accused war criminal walking free on its territory. So I fear that Lubanga may end up sharing the same fate as Ntagerura and Rwamakuba: being "free" to enjoy living as a virtual prisoner in a UN safehouse.

Monday, June 30, 2008

Does Cambodia's Amnesty Have To Be Honored?
This report suggests that this question will soon be considered by the awkwardly named Extraordinary Chambers in the Courts of Cambodia. The question arises in one of the ECCC's first cases where the defendant was allegedly given a royal pardon from an earlier domestic conviction for genocide.

On the face of it, this doesn't seem a hard question since the ECCC is authorized to punish individuals for violations of the Convention Against Genocide, which was probably not the source of law for the earliest conviction. Still, the ECCC is operating under Cambodian, not international, law and this question might be governed by a Cambodian law rule concerning the scope and effect of a royal pardon. A tricky question worth keeping an eye on.

Sunday, June 29, 2008

No Progress in the Lubanga Trial
I recently blogged about Trial Chamber I's stunning decision to stay Thomas Lubanga Dyilo's trial because of the Prosecutor's failure to disclose exculpatory evidence to the defense. The Court held a hearing on the 24th to determine whether, in light of its decision, Lubanga should be released. It has yet to reach a conclusion — but if the "compromise" the UN offered at the hearing is any indication, he might not be in custody too much longer:
In a correspondence from Nicolas Michel, the UN Under-Secretary-General for Legal Affairs, the United Nations proposed that the judges go to the Peace Palace in The Hague, therefore on "UN territory", to consult the documents.

They would not be allowed to take notes, or to record information during their consultation. Thereafter, they could indicate certain pieces of evidence for which the prosecutor would be invited to make a summary. The judges could then compare the summary with the original evidence and decide to reveal these summaries to the defence.

During the hearing of 24 June, Catherine Mabille, the lawyer for Lubanga, has from the start specified that "the defence will not accept summaries, which cannot be evidence".

"If you accept", she declared, that means that the prosecutor signs agreements with the United Nations, and that the UN will dictate to the judges, to justice, what it can hear, what can be said or not."
The judges seem to agree with Mabille: Justice Adrian Fulford told the Prosecutor that the court was "unlikely to approve a system that depends on its ability to memorize large quantities of information which it is unable to retain and study, and compare it with other evidence in the case so as to assess its relevance." His position is sound: the last thing the Court needs is a trial that resembles a Guantanamo military commission. This trial will create the blueprint for future trials; it is thus imperative for the Court to do everything in its power to protect the defendant's rights — even if that ultimately means letting Lubanga walk.